Based in the heart of Cherry Creek at E 1st & Milwaukee, this turn-key solution for wirehouse, bank brokerage, and independent broker/dealer or RIA advisors is ideal for those seeking practice ownership through an elite, comprehensive wealth management platform. Minimize the responsibilities, risks, and expenses of establishing your own office and business model. This comprehensive RIA model includes premier office space, support staff, technology stack, advanced planning, investment support, compliance, licensing, E&O, marketing, practice development, access to group medical/dental, full benefits for staff, transition team, succession planning, acquisition assistance, and favorable economics. The attractive, high-profile local office includes attached parking garage with reserved and funded parking. In addition to existing Ashton Thomas Private Wealth Advisors, you will co-locate with seasoned, tenured investment thought leadership and advanced planning resources to further leverage your practice.
Seeking client-centric, established practice driven by a seasoned advisor and/or team that maintains a comprehensive wealth management, planning-based approach that is aligned with the responsibilities of a fiduciary investment advisory representative. Series 65 or 66 license (or CFP, CFA, or other qualifying designation) required. Series 7 and other applicable FINRA licenses required if maintaining broker/dealer client holdings.