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Job Saved Save Job

Investment Operations Associate

BFG Financial Advisors

Details

Posted: 29-Jun-22

Location: Timonium, Maryland

Type: Full Time

Sector:

Wealth Management

Additional Information:

3 openings available.

Notifies trading team of trades/deposits
Completes planning memo in a timely fashion
Direct business submission; App Complete submissions; PIPS/SWPS; POA Affidavits for advisory accounts
Completes E-blotter for all checks and security certificates and maintaining copies of checks and certificates in a compliance file
Prepares and processes investment account applications, proposals and other investment-related forms
Prepares RIA kit for each new prospective client
Processes and maintenance of SBLOCs
Updates Opportunities report daily for pending, not submitted, and completed investment activity
Updates advisors weekly on the opportunity report
Tracks and submits annual client retainer fees
Completes Required Minimum Distributions – calculations, tracking, automating, and confirming
Communicates with clients regarding online access

College Degree or equivalent experience
SIE (helpful, not required)
Series 7 license (helpful, not required)
Series 66 license (helpful, not required)

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https://careers.icba.org/jobs/17032528/investment-operations-associate

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