Plan, organize, direct and control the employee(s) and day-to-day activities of the compliance department. Includes staff selection, development, salary review, and performance management.
Develop and maintain a change management system as it relates to changes in regulatory requirements, procedures and compliance-related software.
Research bank compliance laws and regulations and, with knowledge of the Bank’s business activities, write, recommend (to the Board, Audit Committee and senior management) and maintain appropriate policies, procedures and internal controls.
Establish and manage appropriate controls and documentation to provide evidence of the Bank’s on-going compliance with its policy, practices and regulatory reporting requirements.
Manage all aspects of the Bank Secrecy Act/Anti-Money Laundering (BSA/AML) program.
Assign compliance training curriculum to all employees and directors, and monitor completion of required training.
Coordinate communication and reporting between regulatory agencies (FRB, FDIC, DFI), the Board, and senior management, on compliance-related matters.
Prepare and review disclosures, and review marketing material and notices to ensure compliance with federal and state regulations.
Calculate quarterly legal and internal lending limits and report exceptions to the Board.
Bachelor’s degree in business, or equivalent training/experience
Four years of progressively responsible compliance-related experience
Knowledge of financial services business processes and compliance requirements
Proficiency at developing, implementing and evaluating effective compliance policies and procedures
Aptitude for research, analysis and interpretation of complex laws and regulations
Professional demeanor and inter-personal and skills
Professional verbal and written communication skills
Strong presentation and public speaking skills
Computer proficiency, including Windows and Microsoft Office Suite products
Ability to travel to locations within our market areas – requires valid KS driver license
Proficiency at speaking, reading and writing English
Ability to perform essential job functions under general supervision
About First National Bank and Trust
Around Christmas, in the year of 1884, these same locals made a huge investment in Phillips County. They opened the doors to First National Bank in Phillipsburg…and a “First” it truly was.
First National Bank was a bank that mirrored the fiber of those it served. A bank rooted in respect, sincerity and accountability. A bank where dreams not only found safe harbor, but a place where those same dreams could actually come true.
Today, over 100 years later, you will find new homes, new schools, new churches and new businesses throughout North Central Kansas. You will find descendants of those original pioneers. You will find new faces, new families, new hopes and dreams.
You will also find First National Bank and Trust. And while First National Bank and Trust is able to offer the leading edge financial products and services of today’s very busy world, we are still local. Still committed to fulfilling the dreams of those we serve.